Trust Audit & Compliance Services

Findings & recommendations

Scope of Audit Services

The Trust Audit includes the following areas:

  • Account Administration - Personal & Employee Benefit
  • Common & Collective Funds
  • Portfolio Management
  • Mutual Funds
  • Real Estate
  • Trust Operations - Custody, Asset Processing, & Information Systems
  • Regulatory Risk
  • Consumer Regulations

Detailed workpapers are completed and left at the client site for use by Regulators and External Auditors.

Audit report of findings and recommendations issued within 30 days of completion.

Stay Informed

Sign up for our newsletter to keep you up-to-date on industry news, events and information to help your business.

Styled Multi-Purpose Template - Agency